§ 11-513. Prerequisites to stop order

Latest version.

   A stop order may not be entered under any part of § 11-503.1, § 11-511, or § 11-512 of this subtitle, except § 11-512(a) of this subtitle, without:

   (1) Appropriate prior notice to the applicant or registrant, the issuer, and the person on whose behalf the securities are to be or have been offered;

   (2) Opportunity for hearing; and

   (3) Written findings of fact and conclusions of law.

HISTORY: An. Code 1957, art. 32A, § 24; 1975, ch. 311, § 2; 1997, ch. 613, § 2; 2007, ch. 5, § 7.

                    
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