§ 11-501. Registration requirement

Latest version.

   A person may not offer or sell any security in this State unless:

   (1) The security is registered under this title;

   (2) The security or transaction is exempted under Subtitle 6 of this title; or

   (3) The security is a federal covered security.

HISTORY: An. Code 1957, art. 32A, § 19; 1975, ch. 311, § 2; 1980, ch. 598; 1997, ch. 613, § 2.

                    
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