§ 11-417. Fine for violation of title

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On notice and hearing as provided in § 11-416 of this subtitle, the Commissioner may fine any broker-dealer, agent, investment adviser, or investment adviser representative up to a maximum amount of $ 5,000 for any single violation of this title.

HISTORY: An. Code 1957, art. 32A, § 18; 1975, ch. 311, § 2; 1989, ch. 533; ch. 805, § 2; 1992, ch. 620.

                    
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