§ 11-403. Expiration

Latest version.

Unless sooner terminated under other provisions of this title, the registration of each broker-dealer, agent, investment adviser, and investment adviser representative and the notice filing of each federal covered adviser expires December 31, unless renewed.

HISTORY: An. Code 1957, art. 32A, § 15; 1975, ch. 311, § 2; 1981, ch. 775; 1989, ch. 805, § 2; 1997, ch. 613, § 2.

                    
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